法律英语词汇“Securities adviser”的翻译、意思、用法、释义-法律词典

单词	Securities adviser
释义	證券顧問 A person who dispenses investment advices to public investors, and is licensed or registered for Type 4 regulated activity (ie advising on securities) by the Securities and Futures Commission under the Securities and Futures Ordinance (Cap 571). Also known as ‘securities consultant’ or ‘stock adviser’: Securities and Futures Ordinance (Cap 571) s 139(4). See also Derivative; Prospectus; Securities dealer; Security. 向公眾投資人士給與投資意見的人，並根據《證券及期貨條例》（第571章），就第4類受規管活動（即就證券作出意見）獲香港證券及期貨事務監察委員會發牌或獲註冊。另稱「股票顧問」：《證券及期貨條例》（第571章）第139(4)條。另見 Derivative; Prospectus; Securities dealer; Security。
随便看	Duty free Duty in contract Duty in tort Duty Judge Duty lawyer services Duty not to fetter discretions Duty of attendance Duty of care Duty of care and skill Duty of confidence Duty of faithful service Duty of fidelity Duty of obedience Duty solicitor Duty to act for proper purposes Duty to act honestly Duty to act in best interests of employer Duty to act in good faith for the benefit of the company as a whole Duty to act with care, skill and diligence Duty to deliver Duty to disclose Duty to keep accounts Duty to keep lookout Duty to know the client Duty to make a decision

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