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单词 Dealer's duties
释义 交易商責任
In relation to a securities dealer, the duties imposed on the dealer under the general law or under the corporations legislation. These include fiduciary duties (Tate v Williamson (1866) LR 2 Ch App 55; McKenzie v McDonald [1927] VLR 134), the duty to make the best deal for the client (Tate v Williamson, supra; McKenzie v McDonald, supra) and the duty of confidentiality owed to the client (Deta Nominees Ltd v Viscount Plastic Products Pty Ltd [1979] VR 167).
就證券交易商而言,根據一般法律或公司法例對交易商所施加的責任。這包括受信責任(Tate v Williamson (1866) LR 2 Ch App 55;McKenzie v McDonald [1927] VLR 134) ,為客戶達成最佳交易的責任 (Tate v Williamson, 見上文;McKenzie v McDonald, 見上文) ,為客戶保守秘密的責任 (Deta Nominees Ltd v Viscount Plastic Products Pty Ltd [1979] VR 167)。
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更新时间:2025/4/4 6:29:42