| 单词 | Securities dealer |
| 释义 | 證券交易商 A person or an institution who is engaged in the business of dealing securities, and is licensed or registered for Type 1 regulated activity (ie dealing in securities) by the Securities and Futures Commission under the Securities and Futures Ordinance (Cap 571). Also known as ‘stock dealer’ or ‘stockbroker’: Securities and Futures Ordinance (Cap 571) s 139(4). See also Securities; Securities adviser. 指從事經營證券業務的人或機構，並就第1類受規管活動(即經營證券)獲證券及期貨事務監察委員會根據《證券及期貨條例》(第571章)發牌或獲註冊。 另稱「股票交易商」或「股票經紀」：《證券及期貨條例》(第571章)第139(4)條。 另見 Securities; Securities adviser。 |
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