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单词 Banning order
释义 禁令
An order made by an authority excluding a person from the security industry or the futures industry. In Hong Kong, all persons practising as brokers, dealers, traders in the securities or futures industry are required to obtain a licence by the Securities and Futures Commission (SFC). The SFC has the power to revoke, suspend or reject the application for a licence: Securities and Futures Ordinance (Cap 571) ss 116(2), (3), 117(20), 119(4), (7), 120(3), (4), 121(2). See also Futures industry; Securities industry.
由有關部門發出命令,將某人逐出證券業或期貨業。在香港,從事證券或期貨行業的經紀、交易商及買賣商,必須取得由證券及期貨事務監察委員會 (證監會) 發出的牌照。證監會有權撤銷、延緩或拒絕牌照申請:《證券及期貨事務監察委員會條例》(第571章)第116(2), (3), 117(20), 119(4), (7), 120(3), (4), 121(2)條 。另見 Futures industry; Securities industry。
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更新时间:2025/6/20 5:59:35