单词 | Dealer's licence |
释义 | 交易商牌照 1. In relation to financial services, the licence granted by the Securities and Futures Commission to a person or corporation, upon application in the prescribed manner and payment of the prescribed fee, to carry on one or more than one regulated activity as the Securities and Futures Commission may specify: Securities and Futures Ordiance (Cap 571) ss 116, 120. 2. In relation to firearms and ammunition, the licence that authorises a named individual or individuals to deal in by way of trade or business and to have possession of arms and ammunition, or both, for the purpose of (a) of a type, class or description specified in the licence; (b) at the premises (whether one or more) specified in the licence; (c) for the period specified in the licence: Firearms and Ammunition Ordinance (Cap 238) s 29(1). See also Arms; Ammunition; Deal; Dealer; Securities. 1. 就財務服務而言,必須持有以經營或顯示一人正在經營證券買賣業務或商品期貨合約交易業務的牌照。證券和期貨事務監察委員會獲賦權發出該等牌照。申請該等執照的程序見於《證券及期貨條例》(第571章)第116, 120條。 經營人牌照 2. 就火器及彈藥而言,授權一名或多於一名的被指名的個人的經營人牌照,在下述情況下以生意或業務方式經營槍械或彈藥或經營槍械及彈藥,及為經營目的而管有槍械或彈藥或管有槍械及彈藥:(a) 該等槍械或彈藥或該等槍械及彈藥須屬牌照指明的類型、類別或種類;(b) 須在牌照指明的處所(不論一處或多於一處)管有及進行該等經營;(c) 須於牌照所指明的期間管有及進行該等經營:《火器及彈藥條例》(第238章)第29(1)條。另見 Arms; Ammunition; Deal; Dealer; Securities。 |
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