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单词 Restricted list
释义 有限制上市
A list of securities which a brokerage firm does not trade in on its own account, and about which it does not make recommendations to clients in respect of purchasing, selling or retaining, for the purpose of avoiding contravention of the law relating to insider trading. See also Chinese wall; Insider dealing; Security.
一種經紀行並不以自己的帳戶買賣上市的證券,及不會就購買,出售或扣留有關的證券向客戶作出提議,以免抵觸與內幕交易有關的法律。另見 Chinese wall; Insider dealing; Security。
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更新时间:2025/6/20 13:01:14