| 单词 | Futures licence |
| 释义 | 期貨牌照 A licence which enables a company or person to conduct regulated activities in relation to futures. Under the streamlined licensing regime, no separate licence is required. The licensee may carry on one or more than one regulated activity as the Securities and Futures Commission specifies in the licence: Securities and Futures Ordinance (Cap 571) s 116(1). Dealing in futures contracts and advising on futures contracts are Type 2 and Type 5 of the Regulated Activities: sch 5 pt 1. The licence is subject to such reasonable conditions as the Securities and Futures Commission may impose: s 116(6). See also Futures law. 指使某公司或個人可進行有關期貨的受規管活動的牌照。根據一體化的發牌制度，無需有各別的牌照。持牌人可進行證監會在牌照上指明的一類或多於一類受規管活動：《證券及期貨條例》（第571章）第116(1)條。理期貨合約交易及就期貨合約提供意見是第2類及第5類受規管活動：附表5第1部。批給的牌照須受證監會施加的合理條件規限：第116(6)條。另見 Futures law。 |
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