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单词 Bucketing
释义 對敲(利用顧客資金買空賣空)
A dishonest practice of a broker involving non-execution of client’s orders on a recognised stock or futures market, or, where the securities are bought or sold through offshore or dummy accounts to create the illusion that they are validly executed, but in fact no securities are bought or sold. The broker normally takes a position in the market opposite that of the client. When the prevalent attitude of the amateur speculator is that of a bull, the broker would take a bear position. A firm of brokers of this kind is called a ‘bucket shop’. It is a place where the broker bets against the client without his consent and dealings are in profits and losses rather than in the securities themselves. The practice of the bucket shop also involves misleading its clients and accepting inadequate margins.
某些經記不誠實的手法,涉及不執行客戶對某一認可股票或期貨市場所發出的指令,或透過海外或名義上的帳戶買賣股票,產生有關的股票已有效地執行的假象,但事實上沒有買賣任何股票。有關的經記通常作出與有關客戶相反的市場持股量。如業餘投機人士的普遍態度是持長倉,則有關的經記會作出空倉的持股量。此類經記所組成的公司稱為「非法證券經紀行」。在此類券經紀行,有關的經記在沒有顧客的同意下,作出與客戶利益相對的投機活動,私自用了款項作賭注買升或買跌,並非替顧客投資證。非法證券經紀行的手法還包括誤導客戶及接納存放不足保證金。n.
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更新时间:2025/4/6 3:56:19